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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 18 out of 20
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/09/2016
  • OSHIRO ASSOCIATES
A warning PDF of date 21/09/2016 (new window) SFSA (SUECIA) 
10/11/2016
  • OSHIRO ASSOCIATES
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
18/11/2020
  • OTC MARKETS / BROKERHOUSE OTC
A warning PDF of date 18/11/2020 (new window) CSSF (LUXEMBURGO) 
30/04/2013
  • OTIS KPO, LLC
A warning PDF of date 30/04/2013 (new window) FCA (REINO UNIDO) 
09/05/2012
  • OTIS KPO, LLC
A warning PDF of date 09/05/2012 (new window) EI_CBI (IRLANDA) 
05/12/2017
  • OTM CAPITAL
A warning PDF of date 05/12/2017 (new window) DFSA (DINAMARCA) 
25/11/2020
  • OTPFX
A warning PDF of date 25/11/2020 (new window) FSMA (BELGICA) 
02/03/2022
  • OTTO GLOBAL FOREX LIMITED
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 
12/09/2018
  • OUR MORTGAGE HUB (CLON)
A warning PDF of date 12/09/2018 (new window) FCA (REINO UNIDO) 
15/01/2020
  • OURONECLUB
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial O.