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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 18
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2019
  • OITA SUMITOMO CORPORATE
A warning PDF of date 11/12/2019 (new window) FSMA (BELGICA) 
30/07/2014
  • OPCIONES BINARIAS
A warning PDF of date 30/07/2014 (new window) FSMA (BELGICA) 
03/09/2014
  • OPCIONES BINARIAS
A warning PDF of date 03/09/2014 (new window) FSMA (BELGICA) 
16/11/2011
  • ONLINE INVESTMENT BANK
A warning PDF of date 16/11/2011 (new window) GFSC (GIBRALTAR)ESTA PUBLICACION NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
25/06/2014
  • ONLINE BINARY OPTIONS TRADING PLATFORMS
A warning PDF of date 25/06/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
17/12/2014
  • OPCIONES BINARIAS
A warning PDF of date 17/12/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
19/11/2008
  • OVETII
A warning PDF of date 19/11/2008 (new window) HCMC (GRECIA) 
27/01/2010
  • OLTA CAPITAL MANAGEMENT INC.
A warning PDF of date 27/01/2010 (new window) IFSRA (IRLANDA) 
15/10/2008
  • OMEGA CAPITAL MANAGEMENT
A warning PDF of date 15/10/2008 (new window) IFSRA (IRLANDA) 
15/04/2009
  • OVERSEAS CREDIT COMMISSION
A warning PDF of date 15/04/2009 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial O.