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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/09/2017
  • NAFTOIL
A warning PDF of date 13/09/2017 (new window) AMF (FRANCIA)SE ADVIERTE TAMBIEN CONTRA SU DIRECTOR RAPHAEL COMTÉ
22/06/2016
  • NEW CAPITAL TRUST SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • NEMESIS CAPITAL BG SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
07/10/2009
  • NEWORLD WEALTH MANAGEMENT
A warning PDF of date 07/10/2009 (new window) CBFA (BELGICA) 
28/03/2007
  • NEW YORK OPTIONS EXCHANGE (NYOEX)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
28/03/2007
  • NEW YORK PETROLEUM OPTION EXCHANGE (NYPOE)
A warning PDF of date 28/03/2007 (new window) CFTC (ESTADOS UNIDOS) 
09/05/2018
  • NOSTRO TECHNOLOGY LTD
A warning PDF of date 09/05/2018 (new window) CONSOB (ITALIA) 
16/05/2018
  • NOVATRADES LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
16/05/2018
  • NORDIC PEARL LIMITED / GRAND SERVICES LTD
A warning PDF of date 16/05/2018 (new window) CONSOB (ITALIA) 
23/11/2016
  • NEMESIS CAPITAL LIMITED
  • NEMESIS CAPITAL BG LIMITED
A warning PDF of date 23/11/2016 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial N.