As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 16 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/02/2005
  • NEXCEL ASSET MANAGEMENT
A warning PDF of date 16/02/2005 (new window) JFSC (JERSEY) 
02/03/2022
  • NEXA FOREX
A warning PDF of date 02/03/2022 (new window) FCA (REINO UNIDO) 
09/12/2020
  • NEWTRADERS HOLDINGS LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
24/03/2021
  • NEWTRADERS HOLDINGS LTD
A warning PDF of date 24/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
10/03/2021
  • NEWTRADERS HOLDING LTD
A warning PDF of date 10/03/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/08/2012
  • NEWTON SMITH ASSOCIATES
A warning PDF of date 22/08/2012 (new window) FSA (REINO UNIDO) 
21/07/2010
  • NEWTON MOORE LIMITED
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 
10/11/2016
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
28/04/2010
  • NEWTON INTERNATIONAL LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
26/05/2021
  • NEWSLETTER@GATEPARKWAYUK.COM
A warning PDF of date 26/05/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial N.