As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/01/2006
  • NAKAMURA CAPITAL GROUP
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
05/08/2015
  • NAKAMURA CORPORATION
A warning PDF of date 05/08/2015 (new window) FCA (REINO UNIDO) 
22/03/2006
  • NANCY GRANDS
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
11/05/2016
  • NANKAI GROUP
A warning PDF of date 11/05/2016 (new window) SFSA (SUECIA) 
06/04/2022
  • NANOFIXIT HOLDING LIMITED
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
07/11/2018
  • NANTO SAPPORO BROKERAGE
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
20/03/2024
  • NARISTECH
  • NFG FINANCE
A warning PDF of date 20/03/2024 (new window) FSMA (BELGICA) 
11/12/2019
  • NASH FINANCE SERVICES/ NASH FINANCIAL
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
05/05/2020
  • NAT INTERNATIONAL FUNDS (CLON)
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
29/09/2021
  • NATA TRADE LIMITED
A warning PDF of date 29/09/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial N.