As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/04/2013
  • NEW RICH LAZY TRADER
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
30/04/2013
  • NEWPORT INTERNATIONAL GROUP
A warning PDF of date 30/04/2013 (new window) FSAN (NORUEGA) 
29/05/2013
  • NELSON CAPITAL ADVISORS
A warning PDF of date 29/05/2013 (new window) EI_CBI (IRLANDA) 
03/07/2013
  • NOVUM CAPITAL
A warning PDF of date 03/07/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVUM CAPITAL LIMITED NI CON LA ENTIDAD ALEMANA NOVUM CAPITAL BERATUNGSGESELLSCHAFT MBH
11/09/2013
  • NZ FINANCIAL CAPITAL LIMITED
A warning PDF of date 11/09/2013 (new window) CSSF (LUXEMBURGO) 
09/10/2013
  • NORTHERN CAPITAL CONSULTANTS
A warning PDF of date 09/10/2013 (new window) FCA (REINO UNIDO) 
23/10/2013
  • NEW GOLD CAPITAL
A warning PDF of date 23/10/2013 (new window) FSAN (NORUEGA) 
23/10/2013
  • NRG CAPITAL (CY) LTD
A warning PDF of date 23/10/2013 (new window) CYSEC (CHIPRE) 
06/11/2013
  • NEWPORT INTERNATIONAL GROUP
A warning PDF of date 06/11/2013 (new window) DFSA (DINAMARCA) 
04/12/2013
  • NEXT FINANCIAL NETWORK
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial N.