As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 8 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
05/07/2023
  • NM VENTURE KAPITAL
  • NM-VENTURE-KAPITAL.COM
A warning PDF of date 05/07/2023 (new window) FSMA (BELGICA) 
25/05/2016
  • NIPPON HOLDINGS (OR NIPPON CAPITAL ASSET MANAGEMENT)
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
12/05/2021
  • NORTHSTATE
A warning PDF of date 12/05/2021 (new window) FSMA (BELGICA) 
17/11/2021
  • NITROCAPITALS
A warning PDF of date 17/11/2021 (new window) FSMA (BELGICA) 
01/06/2022
  • NOFICO BANK
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
10/11/2016
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
01/06/2022
  • NIEUWLENING
A warning PDF of date 01/06/2022 (new window) FSMA (BELGICA) 
20/04/2016
  • NG-BANK / ARIAN FINANCIAL / ALBORG TRADING INC. / KALAHOUSE LIMITED
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
13/12/2023
  • NFG FINANCE
A warning PDF of date 13/12/2023 (new window) FSMA (BELGICA) 
07/11/2018
  • NANTO SAPPORO BROKERAGE
A warning PDF of date 07/11/2018 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).

Consultation criteria: By type unauthorised entities, By initial N.