As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/04/2011
  • NC ADVISORY LTD
A warning PDF of date 13/04/2011 (new window) FSA (REINO UNIDO) 
04/12/2013
  • NCP FINANCIALS
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVETIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHLAND CAPITAL PARTNERS LTD
25/06/2014
  • NDD BROKER
A warning PDF of date 25/06/2014 (new window) MFSA (MALTA) 
12/02/2014
  • NEA EUROPE LIMITED
A warning PDF of date 12/02/2014 (new window) FMA (AUSTRIA) 
11/05/2005
  • NEDCREDIT BANK
A warning PDF of date 11/05/2005 (new window) JFSC (JERSEY) 
11/05/2005
  • NEDCREDIT BANK PLC
A warning PDF of date 11/05/2005 (new window) JFSC (JERSEY) 
11/05/2005
  • NEDCREDIT ONLINE BANKING
A warning PDF of date 11/05/2005 (new window) JFSC (JERSEY) 
01/07/2020
  • NEEDFUL MARKETS
  • NEEDFULMARKETS.COM
A warning PDF of date 01/07/2020 (new window) AFM (PAISES BAJOS) 
22/07/2020
  • NEEDFUL MARKETS
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
31/01/2024
  • NEGÓCIOS E DINHEIRO
A warning PDF of date 31/01/2024 (new window) CMVM (PORTUGAL) 

Consultation criteria: By type unauthorised entities, By initial N.