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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/10/2014
  • NOVA NORDIC LIMITED / NORDELIC-PARTNERS.COM
A warning PDF of date 29/10/2014 (new window) GFSC (GIBRALTAR)ESTA PUBLICACIÓN NO IMPLICA UNA MODIFICACIÓN DE LAS POSICIONES DE ESPAÑA EN RELACIÓN CON EL CONTENCIOSO SOBRE EL TERRITORIO BRITÁNICO DE GIBRALTAR Y SOBRE EL CARÁCTER LOCAL DE SUS AUTORIDADES
15/10/2014
  • NIPPORI GROUP
A warning PDF of date 15/10/2014 (new window) SFSA (SUECIA) 
25/06/2014
  • NDD BROKER
A warning PDF of date 25/06/2014 (new window) MFSA (MALTA) 
30/04/2014
  • NEILSON CAPITAL
A warning PDF of date 30/04/2014 (new window) FSAN (NORUEGA) 
30/04/2014
  • NIIGATA GLOBAL
A warning PDF of date 30/04/2014 (new window) DFSA (DINAMARCA) 
23/04/2014
  • NELTOM LTD
A warning PDF of date 23/04/2014 (new window) SFSA (SUECIA) 
12/02/2014
  • NEA EUROPE LIMITED
A warning PDF of date 12/02/2014 (new window) FMA (AUSTRIA) 
05/02/2014
  • NOVA PORTFOLIO MANAGEMENT
A warning PDF of date 05/02/2014 (new window) FCA (REINO UNIDO) 
04/12/2013
  • NEXT FINANCIAL NETWORK
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO) 
04/12/2013
  • NCP FINANCIALS
A warning PDF of date 04/12/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVETIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORTHLAND CAPITAL PARTNERS LTD

Consultation criteria: By type unauthorised entities, By initial N.