As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/11/2004
  • NATIONWIDE INTERNATIONAL GROUP
A warning PDF of date 03/11/2004 (new window) FSC (ISLA DE MAN) 
11/05/2005
  • NATIONWIDE MERGERS & ACQUISITIONS INC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
24/08/2016
  • NATIX BANK
A warning PDF of date 24/08/2016 (new window) CSSF (LUXEMBURGO) 
24/08/2016
  • NATIX BANK (CLON)
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 
15/01/2020
  • NATIXIS INVESTMENT MANAGERS
  • NATIXIS INVESTMENT BANK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
11/07/2012
  • NATWEST BANK (UK) LIMITED
A warning PDF of date 11/07/2012 (new window) JFSC (JERSEY)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON EL GRUPO RBS INTERNATIONAL LIMITED QUIEN ACTÚA BAJO LA MARCA NAWEST
21/02/2024
  • NATWEST MARKETS NV (DUBLIN) (CLONE)
A warning PDF of date 21/02/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE USA LAS DIRECCIONES DE CORREO ELECTRÓNICO COMPLIANCE@NATWESTMARKETS.IE ,INFO@NATWESTMARKETS.IE Y OTRAS ACABADAS EN @NATWESTMARKETS.IE, NO GUARDA NINGUNA RELACIÓN CON LA ENTIDAD LEGÍTIMA NATWEST MARKETS N.V., A QUIEN INTENTA SUPLANTAR DE MANERA FRAUDULENTA.
31/08/2011
  • NAVASOTA GROUP
A warning PDF of date 31/08/2011 (new window) FMA (AUSTRIA) 
12/08/2020
  • NAVIFX (CLON)
A warning PDF of date 12/08/2020 (new window) FCA (REINO UNIDO) 
18/11/2020
  • NB FINANCE (CLON)
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NBC GLOBAL FINANCE LIMITED

Consultation criteria: By type unauthorised entities, By initial N.