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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/07/2010
  • NEWTON MOORE LIMITED
A warning PDF of date 21/07/2010 (new window) SFC (HONG KONG) 
28/04/2010
  • NEWTON INTERNATIONAL LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
16/08/2006
  • NEW WORLD FINANCIAL EUROPE, S.L.
A warning PDF of date 16/08/2006 (new window) NAFM (PAISES BAJOS (HOLANDA))VER ADVERTENCIAS CNMV
08/11/2006
  • NORBERT ASSOCIATES
A warning PDF of date 08/11/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
19/04/2006
  • NISHIMURAMA MERGERS AND ACQUISITIONS
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
03/04/2013
  • NEW RICH LAZY TRADER
A warning PDF of date 03/04/2013 (new window) MFSA (MALTA) 
25/06/2014
  • NDD BROKER
A warning PDF of date 25/06/2014 (new window) MFSA (MALTA) 
19/05/2010
  • NUR CAHAYA ILHAM CONSULTANT
A warning PDF of date 19/05/2010 (new window) LABUAN_FSA (MALASIA) 
16/02/2005
  • NEXCEL LEASING
A warning PDF of date 16/02/2005 (new window) JFSC (JERSEY) 
16/02/2005
  • NEXCEL INSURANCE
A warning PDF of date 16/02/2005 (new window) JFSC (JERSEY) 

Consultation criteria: By type unauthorised entities, By initial N.