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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
14/12/2016
  • NOVOSTAR FINANCE CO LTD
A warning PDF of date 14/12/2016 (new window) FCA (REINO UNIDO) 
23/11/2016
  • NEMESIS CAPITAL LIMITED
  • NEMESIS CAPITAL BG LIMITED
A warning PDF of date 23/11/2016 (new window) CONSOB (ITALIA) 
10/11/2016
  • NEWTON INVEST / JH TRADING / RT TRADING / GS INFO
A warning PDF of date 10/11/2016 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS)
24/08/2016
  • NATIX BANK (CLON)
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • NATIX BANK
A warning PDF of date 24/08/2016 (new window) CSSF (LUXEMBURGO) 
29/06/2016
  • NOVUS CAPITAL MANAGEMENT (CLON)
A warning PDF of date 29/06/2016 (new window) FCA (REINO UNIDO) 
22/06/2016
  • NEMESIS CAPITAL BG SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • NEW CAPITAL TRUST SOJSC
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
22/06/2016
  • NOMURA LEVY MERGERS & ACQUISITIONS (CLON)
A warning PDF of date 22/06/2016 (new window) FCA (REINO UNIDO) 
01/06/2016
  • NIPPON CAPITAL ASSET MANAGEMENT
A warning PDF of date 01/06/2016 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type unauthorised entities, By initial N.