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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/05/2005
  • NEDCREDIT BANK
A warning PDF of date 11/05/2005 (new window) JFSC (JERSEY) 
11/05/2005
  • NEDCREDIT BANK PLC
A warning PDF of date 11/05/2005 (new window) JFSC (JERSEY) 
06/07/2005
  • NEXUS FUTURES
A warning PDF of date 06/07/2005 (new window) FSA (REINO UNIDO) 
31/08/2005
  • NOBLE INVESTMENTS AND SECURITIES SL
A warning PDF of date 31/08/2005 (new window) FSA (REINO UNIDO) 
25/01/2006
  • NAKAMURA CAPITAL GROUP
A warning PDF of date 25/01/2006 (new window) SFC (HONG KONG) 
22/02/2006
  • NORTHLINK FINANCE AND SECURITY GROUP
A warning PDF of date 22/02/2006 (new window) FSC (ISLA DE MAN) 
01/03/2006
  • NOVA CORPORATE SERVICES
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 
22/03/2006
  • NANCY GRANDS
A warning PDF of date 22/03/2006 (new window) FSC (ISLA DE MAN) 
19/04/2006
  • NISHIMURAMA MERGERS AND ACQUISITIONS
A warning PDF of date 19/04/2006 (new window) NAFM (PAISES BAJOS (HOLANDA)) 
10/05/2006
  • NOVANTAE CAPITAL HOLDINGS
A warning PDF of date 10/05/2006 (new window) HCMC (GRECIA) 

Consultation criteria: By type unauthorised entities, By initial N.