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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
07/03/2018
  • NORTHRIDGE FINANCIAL PARTNERS
A warning PDF of date 07/03/2018 (new window) SFSA (SUECIA) 
21/02/2018
  • NKF GRUPPEN AS
A warning PDF of date 21/02/2018 (new window) FSAN (NORUEGA) 
20/12/2017
  • NEW YORK LAW SPECIALISTS
A warning PDF of date 20/12/2017 (new window) FCA (REINO UNIDO) 
22/11/2017
  • NÆRINGSSPAR AS / NÆRINGSSPAR EIENDOM AS
A warning PDF of date 22/11/2017 (new window) FSAN (NORUEGA) 
04/10/2017
  • NOVATURE GROUP
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS).
04/10/2017
  • NAGAHARU GLOBAL
A warning PDF of date 04/10/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS)
13/09/2017
  • NAFTOIL
A warning PDF of date 13/09/2017 (new window) AMF (FRANCIA)SE ADVIERTE TAMBIEN CONTRA SU DIRECTOR RAPHAEL COMTÉ
05/07/2017
  • NIHON INTERNATIONAL
A warning PDF of date 05/07/2017 (new window) SFSA (SUECIA) 
15/02/2017
  • NIKKO DESJARDINS ASSET MANAGEMENT / XIEZE INTERNATIONAL TRADING LIMITED / GRADUAL INVESTMENTS LIMITE
A warning PDF of date 15/02/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN (BOILER ROOMS) Y ENTIDADES QUE OFRECEN SU AYUDA A VICTIMAS DE FRAUDES PARA RECUPERAR SU INVERSIÓN (RECOVERY ROOMS).
28/12/2016
  • NIKKO-DESJARDINS ASSET MANAGEMENT
A warning PDF of date 28/12/2016 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial N.