As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 19 out of 28
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
30/09/2020
  • NORWICH SAVINGS AND LOANS (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
30/09/2020
  • NOMURA BANK (CLON)
A warning PDF of date 30/09/2020 (new window) FCA (REINO UNIDO) 
21/10/2020
  • NORDEN WEALTH MANAGEMENT (CLON)
A warning PDF of date 21/10/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NORDEN FONDSMEGLERFORRETNING AS
18/11/2020
  • NB FINANCE (CLON)
A warning PDF of date 18/11/2020 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NBC GLOBAL FINANCE LIMITED
02/12/2020
  • NOVAK PETER FINANCIAL ADVISORS & SOLUTIONS (CLON)
A warning PDF of date 02/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NOVAK PETER
09/12/2020
  • NEWTRADERS HOLDINGS LTD
A warning PDF of date 09/12/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.
16/12/2020
  • NATIONAL REFUND DEPARTMENT / NATIONAL UK REFUND DEPARTMENT
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • NEW TRADERS HOLDINGS / NEW TRADERS HOLDINGS FX
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • NEXUS WEALTH MANAGEMENT (CLON)
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA NEXUS EUROPE SARL.
10/02/2021
  • NEW BOND DEAL
  • NEW-BONDDEALS.COM
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial N.