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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
02/10/2019
  • N M ROTHSCHILD & SONS (CLON)
  • NMROTHSCHILDS.CO.UK
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
02/10/2019
  • NEXT TRADE LTD
A warning PDF of date 02/10/2019 (new window) CONSOB (ITALIA) 
18/09/2019
  • NOTESCO LIMITED UK
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
19/06/2019
  • NOBEL TRADE INVESTMENTS LLC
A warning PDF of date 19/06/2019 (new window) CSSF (LUXEMBURGO) 
12/06/2019
  • NOBLE CAPITAL HOUSE (OPERANDO COMO FXG TRADE)
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
12/06/2019
  • NOVATRADES
A warning PDF of date 12/06/2019 (new window) FCA (REINO UNIDO) 
16/05/2019
  • NOSTRO TECHNOLOGY OU
A warning PDF of date 16/05/2019 (new window) CONSOB (ITALIA)AHORA DENOMINADA EURO WEALTH OU
27/02/2019
  • NORDIC PEARL LTD
A warning PDF of date 27/02/2019 (new window) CONSOB (ITALIA) 
13/02/2019
  • NTMT TRANSFORMATIC MARKETS OU (KONTOFX)
A warning PDF of date 13/02/2019 (new window) FMA (AUSTRIA) 
05/12/2018
  • NATIONAL REFUND GROUP
A warning PDF of date 05/12/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial N.