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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 17
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
15/01/2020
  • NOBLE GROSSART BANK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • NATIXIS INVESTMENT MANAGERS
  • NATIXIS INVESTMENT BANK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
15/01/2020
  • NOVUM BANK (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON NINGUNA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN NOVUM BANK LTD
18/12/2019
  • NP INVEST
A warning PDF of date 18/12/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, NP INVEST S.À R.L..
18/12/2019
  • NEXO-GROUP
A warning PDF of date 18/12/2019 (new window) FMA (AUSTRIA) 
11/12/2019
  • NEW LEASE CAR
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
11/12/2019
  • NASH FINANCE SERVICES/ NASH FINANCIAL
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
02/10/2019
  • N M ROTHSCHILD & SONS (CLON)
  • NMROTHSCHILDS.CO.UK
A warning PDF of date 02/10/2019 (new window) FCA (REINO UNIDO) 
02/10/2019
  • NEXT TRADE LTD
A warning PDF of date 02/10/2019 (new window) CONSOB (ITALIA) 
18/09/2019
  • NOTESCO LIMITED UK
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial N.