As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 53 out of 76
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/01/2012
  • MANHATTAN CORPORATE TRANSFERS
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
25/01/2012
  • MIZUHO HOLDINGS HEADQUARTERS
A warning PDF of date 25/01/2012 (new window) FMA (AUSTRIA) 
04/01/2012
  • MARSH & REEDE CAPITAL
A warning PDF of date 04/01/2012 (new window) FMA (AUSTRIA) 
14/12/2011
  • MKL BUSINESS SERVICES, LLC
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
14/12/2011
  • MACELLUM CAPITAL MANAGEMENT
A warning PDF of date 14/12/2011 (new window) JFSC (JERSEY) 
30/11/2011
  • MILLER WINSTON - WORLDWIDE MERGERS AND ACQUISITIONS
A warning PDF of date 30/11/2011 (new window) FSA (REINO UNIDO) 
30/11/2011
  • MRC MARKETS
A warning PDF of date 30/11/2011 (new window) ESMA (FRANCIA) 
23/11/2011
  • M.S. GLOBAL
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
16/11/2011
  • MANDOLIN RESOURCES
A warning PDF of date 16/11/2011 (new window) FSA (REINO UNIDO) 
16/11/2011
  • MANAGEMENT INTERNATIONAL DUBLIN LTD
A warning PDF of date 16/11/2011 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial M.