As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 22 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/04/2018
  • LOEB BENSON
A warning PDF of date 18/04/2018 (new window) FMA (AUSTRIA) 
28/02/2018
  • LENIEX CORPORATION
A warning PDF of date 28/02/2018 (new window) FMA (AUSTRIA) 
07/02/2018
  • LIONTRUST ASSET MANAGEMENT (CLON)
A warning PDF of date 07/02/2018 (new window) FCA (REINO UNIDO) 
10/01/2018
  • LOAN HOUSE UK (CLON)
A warning PDF of date 10/01/2018 (new window) FCA (REINO UNIDO) 
14/12/2017
  • LOAN SYNDICATE
A warning PDF of date 14/12/2017 (new window) FSMA (BELGICA) 
15/11/2017
  • LEVINE & LEVINE LAW SPECIALISTS
A warning PDF of date 15/11/2017 (new window) FCA (REINO UNIDO) 
02/11/2017
  • LE PAY BANK
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 
04/10/2017
  • LONDON B CAPITAL
A warning PDF of date 04/10/2017 (new window) AMF (FRANCIA)ENTIDADES Y SITIOS WEB QUE OFRECEN INVERSIONES EN EL MERCADO FOREX SIN ESTAR AUTORIZADOS
04/10/2017
  • LEND MUTUAL (CLON)
A warning PDF of date 04/10/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • LDN EXCHANGE, OPERANDO COMO TRIDENT GROUP LIMITED
A warning PDF of date 09/08/2017 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial L.