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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 25
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/03/2020
  • LUXSTAR ASSET MANAGEMENT (CLON)
  • LUXSTARAM-CLIENTS.COM
A warning PDF of date 25/03/2020 (new window) FSA (REINO UNIDO)NO CONFUNDIR CON LA ENTIDAD PREVIAMENTE REGISTRADA LUXSTAR SA
11/03/2020
  • LIGHT MEDIA LTD
A warning PDF of date 11/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
04/03/2020
  • LA ROCHE CAPITAL CORP.
A warning PDF of date 04/03/2020 (new window) FMA (AUSTRIA) 
26/02/2020
  • LITTLE LOANS LENDER LTD
  • LITTLE LOANS (CLON)
A warning PDF of date 26/02/2020 (new window) FCA (REINO UNIDO) 
19/02/2020
  • LUXSTAR GROUP
A warning PDF of date 19/02/2020 (new window) CSSF (LUXEMBURGO) 
05/02/2020
  • LA COMPAGNIE FINANCIÈRE DE BELMONT
A warning PDF of date 05/02/2020 (new window) CSSF (LUXEMBURGO) 
29/01/2020
  • LUXSTAR ASSET MANAGEMENT
A warning PDF of date 29/01/2020 (new window) CSSF (LUXEMBURGO) 
15/01/2020
  • LCTRADE LTD
A warning PDF of date 15/01/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
15/01/2020
  • LINCOLN FX (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO)NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA LINCOLN FINANCE LTD.
18/12/2019
  • LOAN EXPRESS
A warning PDF of date 18/12/2019 (new window) FSMA (BELGICA) 

Consultation criteria: By type unauthorised entities, By initial L.