As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/12/2015
  • LEPLANB.BIZ
A warning PDF of date 23/12/2015 (new window) AMF (FRANCIA)CAMPAÑA PUBLICITARIA DENOMINADA "PLAN B"
25/03/2009
  • LONDON EQUITIES
A warning PDF of date 25/03/2009 (new window) CBF (BELGICA) 
30/09/2002
  • LIVINGSTONE ASSET MANAGEMENT
A warning PDF of date 30/09/2002 (new window) CBF (BELGICA) 
18/03/2009
  • LEGACY GLOBAL WEALTH
A warning PDF of date 18/03/2009 (new window) CBFA (BELGICA) 
15/02/2023
  • LOANS DELUXE
A warning PDF of date 15/02/2023 (new window) CBI (IRLANDA) 
17/03/2021
  • LEADING LENDS (CLONE)
A warning PDF of date 17/03/2021 (new window) CBI (IRLANDA) 
10/02/2021
  • LOAN FINANCE OFFER
A warning PDF of date 10/02/2021 (new window) CBI (IRLANDA) 
22/03/2023
  • LION BONDS
A warning PDF of date 22/03/2023 (new window) CBI (IRLANDA) 
10/05/2023
  • LEGAL & GENERAL INVESTMENT MANAGERS (EUROPE) (CLONE)
A warning PDF of date 10/05/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE, DIRECCIÓN Y LOGO DE LA FIRMA LGIM MANAGERS (EUROPE) LIMITED , CON QUIEN NO GUARDA NINGUNA RELACIÓN.
23/11/2022
  • LEND INVEST
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial L.