As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
23/11/2022
  • LEND INVEST
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA) 
17/03/2021
  • LEADING LENDS (CLONE)
A warning PDF of date 17/03/2021 (new window) CBI (IRLANDA) 
28/04/2021
  • LIBOR TC (CLONE)
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON GLOBAL LIBOR PLUS BOND FUND.
27/04/2022
  • LAMBAY-CAPITAL (CLONE)
A warning PDF of date 27/04/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA EN IRLANDA Y DE DENOMINACIÓN WAYSTONE ASSET MANAGEMENT (IE) LIMITED
02/03/2022
  • LONGLEAF MANAGEMENT COMPANY LTD OPERANDO COMO LONGLEAF MANAGEMENT (CLONE)
A warning PDF of date 02/03/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA Y DE DENOMINACIÓN LONGLEAF MANAGEMENT COMPANY (IRELAND) LIMITED
10/02/2021
  • LOAN FINANCE OFFER
A warning PDF of date 10/02/2021 (new window) CBI (IRLANDA) 
23/11/2022
  • LIBRA FG
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA) 
22/12/2021
  • LATEST BOND RATES / BETTER BOND RATES
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA) 
02/08/2023
  • LGT BANK AG (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
23/11/2016
  • LAWSON MANAGEMENT GROUP LLC (USA)
A warning PDF of date 23/11/2016 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial L.