As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 39
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/08/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 03/08/2005 (new window) SFC (HONG KONG) 
21/09/2005
  • LEGEND MERCHANT GROUP INC
A warning PDF of date 21/09/2005 (new window) FSA (REINO UNIDO) 
28/09/2005
  • LENOX INTERNATIONAL LLP
A warning PDF of date 28/09/2005 (new window) SFSA (SUECIA) 
30/11/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 30/11/2005 (new window) SFC (HONG KONG) 
14/12/2005
  • LANDMARK TRADE SERVICES LIMITED
A warning PDF of date 14/12/2005 (new window) SFC (HONG KONG) 
21/12/2005
  • LEE & CHING ASSOCIATES
A warning PDF of date 21/12/2005 (new window) SFSA (SUECIA) 
08/03/2006
  • LEGEND MERCHANT GROUP INC
A warning PDF of date 08/03/2006 (new window) NAFM (PAISES BAJOS) 
29/03/2006
  • LEGACY HOLDINGS INTERNATIONAL LTD.
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 
28/06/2006
  • LLOYD STANLEY (BASED IN SWITZERLAND)
A warning PDF of date 28/06/2006 (new window) FSA (REINO UNIDO) 
05/07/2006
  • LINK MERGERS & ACQUISITIONS
A warning PDF of date 05/07/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial L.