As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/12/2019
  • KEYCROFT INVESTMENTS (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
05/05/2020
  • KENSINGTON BONDS GROUP
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
15/01/2020
  • KURT BARREMAECKER (CLON)
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
26/09/2018
  • KAURI VENTURES
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
07/12/2016
  • KOJIMA VENTURES
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
19/10/2016
  • KNIGHT CAPITAL MARKETS
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
08/02/2017
  • KEYSTONE MANAGEMENT LTD / KEYSTONE CAPITAL
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
19/09/2018
  • KAINZ WERNER ANTON (CLON)
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 
16/08/2017
  • KLEINWORT BENSON (VENTURES) (CLON)
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
08/07/2020
  • KRONOS INVEST/KRONOSINVEST (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.