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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/05/2009
  • KEB CREDIT
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
20/01/2016
  • KMJ LIMITED
A warning PDF of date 20/01/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
05/10/2016
  • KENJE GROUP
A warning PDF of date 05/10/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
20/01/2016
  • KIRKWOOD GLOBAL
A warning PDF of date 20/01/2016 (new window) AFM (PAISES BAJOS (HOLANDA)) 
10/08/2011
  • KYODO SECURITIES
A warning PDF of date 10/08/2011 (new window) AMF (FRANCIA) 
16/04/2019
  • KUVERA LLC / KUVERA FRANCE
A warning PDF of date 16/04/2019 (new window) AMF (FRANCIA)ENTIDAD QUE, SIN ESTAR AUTORIZADA, OFRECE AL PUBLICO JOVEN CURSOS Y HERRAMIENTAS DE SOFTWARE PARA AYUDAR A INVERTIR EN EL MERCADO DE DIVISAS, Y PREMIA LA CAPTACION DE NUEVOS CLIENTES.
22/06/2016
  • KFM CAPITAL INVESTMENTS SOJSC, SOFIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
27/09/2002
  • KLINE MANAGEMENT GROUP
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
07/10/2003
  • KENNEDY INVESTMENTS, LTD.
A warning PDF of date 07/10/2003 (new window) CBF (BELGICA) 
09/08/2017
  • KENNEDY KILBRIDE (UK)
A warning PDF of date 09/08/2017 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial K.