As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 11 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/06/2016
  • KFM CAPITAL INVESTMENTS SOJSC, SOFIA
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
03/08/2016
  • KAUFMAN FRANZ WEALTH MANAGEMENT (CLON)
A warning PDF of date 03/08/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN
05/10/2016
  • KENJE GROUP
A warning PDF of date 05/10/2016 (new window) AFM (PAISES BAJOS) 
13/10/2016
  • KNIGHT COVER
A warning PDF of date 13/10/2016 (new window) FCA (REINO UNIDO) 
19/10/2016
  • KNIGHT CAPITAL MARKETS
A warning PDF of date 19/10/2016 (new window) FCA (REINO UNIDO) 
07/12/2016
  • KOJIMA VENTURES
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 
08/02/2017
  • KEYSTONE MANAGEMENT LTD / KEYSTONE CAPITAL
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
22/02/2017
  • KAWANO AND ASSOCIATES (JAPAN)
A warning PDF of date 22/02/2017 (new window) CBI (IRLANDA) 
03/05/2017
  • KHO TECH LTD
A warning PDF of date 03/05/2017 (new window) CONSOB (ITALIA) 
07/06/2017
  • KEYDS LYDYA LTD / KEYDS SCOTLAND LP
A warning PDF of date 07/06/2017 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial K.