As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
04/05/2022
  • KL WINTERBOURNE ASSOCIATES
A warning PDF of date 04/05/2022 (new window) FMA (AUSTRIA) 
14/09/2022
  • KAPITAL & WERT ASSET MANAGEMENT GMBH
A warning PDF of date 14/09/2022 (new window) FMA (AUSTRIA) 
20/01/2010
  • KSP BANK
A warning PDF of date 20/01/2010 (new window) FMA (AUSTRIA) 
02/08/2023
  • KELER GROUP
A warning PDF of date 02/08/2023 (new window) FMA (AUSTRIA) 
06/04/2022
  • KRYPTOEUCLUB / MANDARELLA LTD
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
28/03/2012
  • KEIZAI GROUP
A warning PDF of date 28/03/2012 (new window) FMA (AUSTRIA) 
17/09/2008
  • KIMURA FINANCIAL
A warning PDF of date 17/09/2008 (new window) FMA (AUSTRIA) 
02/08/2023
  • KOINAL.AI
A warning PDF of date 02/08/2023 (new window) FMA (AUSTRIA) 
14/02/2024
  • KANTONVEST / ONLINE WINDOWS LLC
A warning PDF of date 14/02/2024 (new window) FMA (AUSTRIA) 
04/05/2011
  • KAPITAL POOL 2010 CP2010 LTD.
A warning PDF of date 04/05/2011 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial K.