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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 16
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/05/2005
  • KENSINGTON PRICE CONSULTING
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
30/01/2013
  • KENSINGTON RESERVE LLC
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
25/01/2012
  • KENT CAPITAL LTD
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
01/10/2014
  • KENT HUGHES & CO.
A warning PDF of date 01/10/2014 (new window) DFSA (DINAMARCA) 
26/04/2006
  • KENT FINANCIAL ADVISORS INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
07/04/2020
  • KEPERCOIN
A warning PDF of date 07/04/2020 (new window) FMA (AUSTRIA) 
12/12/2012
  • KESSLER AND PARTNERS
A warning PDF of date 12/12/2012 (new window) FSA (REINO UNIDO) 
14/08/2019
  • KEY MARKETS LTD
A warning PDF of date 14/08/2019 (new window) FMA (AUSTRIA) 
11/12/2019
  • KEYCROFT INVESTMENTS (CLON)
A warning PDF of date 11/12/2019 (new window) FCA (REINO UNIDO) 
07/06/2017
  • KEYDS LYDYA LTD / KEYDS SCOTLAND LP
A warning PDF of date 07/06/2017 (new window) CONSOB (ITALIA) 

Consultation criteria: By type unauthorised entities, By initial K.