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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/01/2018
  • KYBURG FINANCIAL GMBH (SUIZA)
A warning PDF of date 10/01/2018 (new window) CBI (IRLANDA) 
05/12/2017
  • KIN CAPITAL / CHEMMI HOLDINGS
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
06/09/2017
  • KOENIG ROWE / CAMPBELL ALLIANCE
A warning PDF of date 06/09/2017 (new window) DFSA (DINAMARCA) 
16/08/2017
  • KLEINWORT BENSON (VENTURES) (CLON)
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
09/08/2017
  • KENNEDY KILBRIDE (UK)
A warning PDF of date 09/08/2017 (new window) CBI (IRLANDA) 
07/06/2017
  • KEYDS LYDYA LTD / KEYDS SCOTLAND LP
A warning PDF of date 07/06/2017 (new window) CONSOB (ITALIA) 
03/05/2017
  • KHO TECH LTD
A warning PDF of date 03/05/2017 (new window) CONSOB (ITALIA) 
22/02/2017
  • KAWANO AND ASSOCIATES (JAPAN)
A warning PDF of date 22/02/2017 (new window) CBI (IRLANDA) 
08/02/2017
  • KEYSTONE MANAGEMENT LTD / KEYSTONE CAPITAL
A warning PDF of date 08/02/2017 (new window) FCA (REINO UNIDO) 
07/12/2016
  • KOJIMA VENTURES
A warning PDF of date 07/12/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.