As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 14 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/11/2008
  • KAUFFMAN HATHERWAY / K H CORPORATE
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
22/10/2008
  • KENSINGTON CAPITAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 
30/01/2013
  • KENSINGTON RESERVE LLC
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
09/05/2012
  • KINGFISHER EQUITIES
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
14/03/2012
  • KNOWLTON GROUP
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
26/04/2006
  • KENT FINANCIAL ADVISORS INC
A warning PDF of date 26/04/2006 (new window) FSA (REINO UNIDO) 
25/01/2012
  • KENT CAPITAL LTD
A warning PDF of date 25/01/2012 (new window) FSA (REINO UNIDO) 
29/09/2010
  • KENSINGTON ADVISORY & INVESTMENT GROUP
A warning PDF of date 29/09/2010 (new window) FSAN (NORUEGA) 
13/02/2013
  • KYOTO COMMODITY EXCHANGE
A warning PDF of date 13/02/2013 (new window) FSAN (NORUEGA) 
20/02/2013
  • KIRAYAKA INTERNATIONAL
A warning PDF of date 20/02/2013 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial K.