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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/09/2020
  • KBS CAPITAL MARKETS LTD
A warning PDF of date 16/09/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/07/2020
  • KLDC TECHNICAL SYSTEMS (“BITCAPCM”)
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
08/07/2020
  • KINGSBRIDGE CAPITAL ADVISORS LIMITED
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
08/07/2020
  • KRONOS INVEST/KRONOSINVEST (CLON)
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
05/05/2020
  • KENSINGTON BONDS GROUP
A warning PDF of date 05/05/2020 (new window) FCA (REINO UNIDO) 
07/04/2020
  • KEPERCOIN
A warning PDF of date 07/04/2020 (new window) FMA (AUSTRIA) 
07/04/2020
  • KINGSTON TRADING
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
04/03/2020
  • KRONOSINVESTIT LTD
A warning PDF of date 04/03/2020 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
12/02/2020
  • KJ INVEST CAPITAL LTD
A warning PDF of date 12/02/2020 (new window) FMA (AUSTRIA) 
05/02/2020
  • KS-SECURITIES
A warning PDF of date 05/02/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type unauthorised entities, By initial K.