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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/02/2011
  • KYODO SECURITIES
A warning PDF of date 16/02/2011 (new window) FSAN (NORUEGA) 
29/09/2010
  • KENSINGTON ADVISORY & INVESTMENT GROUP
A warning PDF of date 29/09/2010 (new window) FSAN (NORUEGA) 
09/05/2012
  • KINGFISHER EQUITIES
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
14/03/2012
  • KNOWLTON GROUP
A warning PDF of date 14/03/2012 (new window) FSA (REINO UNIDO) 
12/12/2012
  • KESSLER AND PARTNERS
A warning PDF of date 12/12/2012 (new window) FSA (REINO UNIDO) 
10/10/2012
  • KNOX DARCY INVESTEMENT MANAGEMENT LIMITED
A warning PDF of date 10/10/2012 (new window) FSA (REINO UNIDO) 
06/06/2012
  • KUBITZ, GOLD & CHUBB
A warning PDF of date 06/06/2012 (new window) FSA (REINO UNIDO) 
12/09/2012
  • KAISER YOUNG ASSOCIATES
A warning PDF of date 12/09/2012 (new window) FSA (REINO UNIDO) 
11/05/2005
  • KENSINGTON PRICE CONSULTING
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
22/10/2008
  • KENSINGTON CAPITAL
A warning PDF of date 22/10/2008 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.