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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/11/2020
  • KREDIET S.A.
A warning PDF of date 11/11/2020 (new window) FSMA (BELGICA) 
26/09/2018
  • KANGYO YOKOHAMA SECURITIES
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
30/09/2020
  • KOLAN INVESTS
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
16/01/2019
  • KLM HOLDINGS
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
30/09/2020
  • KREDIET SERVICE
A warning PDF of date 30/09/2020 (new window) FSMA (BELGICA) 
07/04/2020
  • KINGSTON TRADING
A warning PDF of date 07/04/2020 (new window) FSMA (BELGICA) 
16/10/2019
  • KUVERA GLOBAL LLC (KUVERA)
A warning PDF of date 16/10/2019 (new window) FSMA (BELGICA) 
19/07/2006
  • KAPITAL EQUITY UNLIMITED
A warning PDF of date 19/07/2006 (new window) FSC (ISLA DE MAN) 
21/01/2009
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
19/07/2006
  • KAPITAL BANK (ISLE OF MAN) LIMITED
A warning PDF of date 19/07/2006 (new window) FSC (ISLA DE MAN) 

Consultation criteria: By type unauthorised entities, By initial K.