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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 15
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/11/2008
  • KAUFFMAN HATHERWAY / K H CORPORATE
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
14/01/2009
  • KINGSWAY FINANCIAL GROUP
A warning PDF of date 14/01/2009 (new window) FSA (REINO UNIDO) 
21/01/2009
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
21/01/2009
  • KRISTEN HEATHER INVESTMENT PLC (ISLE OF MAN)
  • KRISTEN HEATHER INVESTMENT FINANCE PLC
A warning PDF of date 21/01/2009 (new window) FSC (ISLA DE MAN) 
06/05/2009
  • KEB CREDIT
A warning PDF of date 06/05/2009 (new window) AFM (PAISES BAJOS (HOLANDA)) 
06/05/2009
  • KNOLL RIDGE GROUP
A warning PDF of date 06/05/2009 (new window) SFSA (SUECIA) 
30/09/2009
  • KORYO ASIA LIMITED
A warning PDF of date 30/09/2009 (new window) SFC (HONG KONG) 
20/01/2010
  • KSP BANK
A warning PDF of date 20/01/2010 (new window) FMA (AUSTRIA) 
03/02/2010
  • KAWWII INTERNATIONAL GROUP
A warning PDF of date 03/02/2010 (new window) SFSA (SUECIA) 
21/04/2010
  • KAIROS GROUP S.R.O.
A warning PDF of date 21/04/2010 (new window) FMA (AUSTRIA) 

Consultation criteria: By type unauthorised entities, By initial K.