As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 10 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
03/05/2017
  • KHO TECH LTD
A warning PDF of date 03/05/2017 (new window) CONSOB (ITALIA) 
27/03/2013
  • KIEFER BUSINESS SERVICES LLC
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
17/09/2008
  • KIMURA FINANCIAL
A warning PDF of date 17/09/2008 (new window) FMA (AUSTRIA) 
09/07/2008
  • KIMURA FINANCIAL
A warning PDF of date 09/07/2008 (new window) DFSA (DINAMARCA) 
05/12/2017
  • KIN CAPITAL / CHEMMI HOLDINGS
A warning PDF of date 05/12/2017 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES QUE OPERAN EN TERRITORIO BELGA CON OPCIONES BINARIAS, PRODUCTOS FOREX Y CFD SIN ESTAR DEBIDAMENTE AUTORIZADAS
09/05/2012
  • KINGFISHER EQUITIES
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
08/07/2020
  • KINGSBRIDGE CAPITAL ADVISORS LIMITED
A warning PDF of date 08/07/2020 (new window) FCA (REINO UNIDO) 
12/11/2014
  • KINGSLEY ASSET MANAGEMENT (CLON)
A warning PDF of date 12/11/2014 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA KINGSLEY ASSET MANAGEMENT (GLOBAL) LLP
24/01/2007
  • KINGSLEYSTONE
A warning PDF of date 24/01/2007 (new window) SFSA (SUECIA) 
09/04/2014
  • KINGSTON FINANCIAL GROUP
A warning PDF of date 09/04/2014 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.