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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/07/2013
  • KIRAYAKA INTERNATIONAL
A warning PDF of date 10/07/2013 (new window) DFSA (DINAMARCA) 
19/06/2013
  • KREMER MOYSE AG
A warning PDF of date 19/06/2013 (new window) CSSF (LUXEMBURGO) 
17/04/2013
  • KARL JOHAN FONDS ASA
A warning PDF of date 17/04/2013 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA ESTÁ UTILIZANDO LA DENOMINACIÓN Y DATOS DE CONTACTO DE UNA ENTIDAD QUE ESTUVO REGISTRADA EN SU MOMENTO PERO QUE ACTUALMENTE NO ESTÁ OPERATIVA
27/03/2013
  • KEDINGTON ADVISORY
A warning PDF of date 27/03/2013 (new window) SFSA (SUECIA) 
27/03/2013
  • KIEFER BUSINESS SERVICES LLC
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
20/02/2013
  • KIRAYAKA INTERNATIONAL
A warning PDF of date 20/02/2013 (new window) FSAN (NORUEGA) 
13/02/2013
  • KYOTO COMMODITY EXCHANGE
A warning PDF of date 13/02/2013 (new window) FSAN (NORUEGA) 
30/01/2013
  • KENSINGTON RESERVE LLC
A warning PDF of date 30/01/2013 (new window) FSA (REINO UNIDO) 
23/01/2013
  • KLEINWORT FINANCE
A warning PDF of date 23/01/2013 (new window) CSSF (LUXEMBURGO) 
16/01/2013
  • KPR ASSOCIATES S.A.
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.