As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 13 out of 22
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
22/07/2020
  • KLDC TECHNICAL SYSTEMS (“BITCAPCM”)
A warning PDF of date 22/07/2020 (new window) FMA (AUSTRIA) 
07/04/2021
  • KLDC TECHNICAL SYSTEMS (CAPWELT, TRADECENTER.FM)
A warning PDF of date 07/04/2021 (new window) FMA (AUSTRIA) 
13/12/2006
  • KLEIN INTERNATIONAL
A warning PDF of date 13/12/2006 (new window) JFSC (JERSEY) 
16/08/2017
  • KLEINWORT BENSON (VENTURES) (CLON)
A warning PDF of date 16/08/2017 (new window) FCA (REINO UNIDO) 
23/01/2013
  • KLEINWORT FINANCE
A warning PDF of date 23/01/2013 (new window) CSSF (LUXEMBURGO) 
12/05/2003
  • KLINE MANAGEMENT GROUP
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
11/09/2002
  • KLINE MANAGEMENT GROUP
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA) 
27/09/2002
  • KLINE MANAGEMENT GROUP
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA) 
16/01/2019
  • KLM HOLDINGS
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
11/10/2006
  • KLM LAW ASSOCIATES
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial K.