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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 13
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
16/10/2019
  • KUVERA GLOBAL LLC (KUVERA)
A warning PDF of date 16/10/2019 (new window) FSMA (BELGICA) 
14/08/2019
  • KEY MARKETS LTD
A warning PDF of date 14/08/2019 (new window) FMA (AUSTRIA) 
24/07/2019
  • KATSUMI AND PARTNERS
A warning PDF of date 24/07/2019 (new window) FCA (REINO UNIDO) 
16/05/2019
  • KONTOFX
A warning PDF of date 16/05/2019 (new window) MFSA (MALTA) 
16/04/2019
  • KUVERA LLC / KUVERA FRANCE
A warning PDF of date 16/04/2019 (new window) AMF (FRANCIA)ENTIDAD QUE, SIN ESTAR AUTORIZADA, OFRECE AL PUBLICO JOVEN CURSOS Y HERRAMIENTAS DE SOFTWARE PARA AYUDAR A INVERTIR EN EL MERCADO DE DIVISAS, Y PREMIA LA CAPTACION DE NUEVOS CLIENTES.
16/01/2019
  • KBC SECURITIES (CLON)
A warning PDF of date 16/01/2019 (new window) FCA (REINO UNIDO) 
16/01/2019
  • KLM HOLDINGS
A warning PDF of date 16/01/2019 (new window) FSMA (BELGICA)ADVERTENCIA CONTRA ENTIDADES NO AUTORIZADAS QUE OFRECEN SERVICIOS DE INVERSIÓN VIA TELEFONICA (BOILER ROOMS).
26/09/2018
  • KAURI VENTURES
A warning PDF of date 26/09/2018 (new window) FCA (REINO UNIDO) 
26/09/2018
  • KANGYO YOKOHAMA SECURITIES
A warning PDF of date 26/09/2018 (new window) FSMA (BELGICA) 
19/09/2018
  • KAINZ WERNER ANTON (CLON)
A warning PDF of date 19/09/2018 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial K.