As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 35 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
11/11/2020
  • INFINITY FINANCIAL SERVICES
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO) 
11/11/2020
  • INVICTA-SECURITIES (CLON)
A warning PDF of date 11/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON SIMILAR DENOMINACIÓN INVICTA SECURITIES LIMITED
18/11/2020
  • INSIGHT INVESTMENT GROUP / INSIGHT PREMIUM (CLON)
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED / INSIGHT INVESTMENT INTERNATIONAL LIMITED / INSIGHT INVESTMENT FUNDS MANAGEMENT LIMITED
04/11/2020
  • IFSL GROUP
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO) 
04/11/2020
  • INVESTEC PLC / INVESTEC ASSET MANAGEMENT (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INVESTEC CLICK & INVEST LTD
04/11/2020
  • INTEGRAL FUND / INTEGRAL ASSET MANAGEMENT LTD (CLON)
A warning PDF of date 04/11/2020 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA INTEGRAL ASSET MANAGEMENT LTD
18/11/2020
  • INSTA CREDIT FINANCE
A warning PDF of date 18/11/2020 (new window) FCA (REINO UNIDO) 
10/02/2021
  • INVESTMENT ADVISOR
  • INVESTMENT-ADVISOR-UK.COM
A warning PDF of date 10/02/2021 (new window) FCA (REINO UNIDO) 
23/12/2020
  • ISA SEARCHER
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
30/12/2020
  • INVESTOR CHECKER
A warning PDF of date 30/12/2020 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.