Alerts from foreign regulators. unauthorised entities
As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.
This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal
The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.
Search for warnings on companies whose names start with
Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.
Page 34 out of 50
Search for Public warnings issued by foreign Securities Regulators
Date | Targeted companies | Document (English) | Regulator | Comments |
09/02/2011 |
-
INTERNATIONAL STOCK TRANSFER ADMINISTRATION
|
| FSA (REINO UNIDO) | |
25/07/2012 |
-
INVESTEC ASSET MANAGEMENT LIMITED
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTADAS INVESTEC ASSET MANAGEMENT LIMITED E INVESTEC FUND MANAGERS LIMITED |
25/07/2012 |
-
INVESTEC FUND MANAGERS LIMITED
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS INVESTEC ASSET MANAGEMENT LIMITED E INVESTEC FUND MANAGERS LIMITED |
02/03/2011 |
-
INTEGRATED INVESTMENT GROUP
|
| FSA (REINO UNIDO) | |
13/06/2012 |
-
INTERNATIONAL MERGERS & ACQUISITIONS ADMINISTRATION
-
ICON FINANCIAL PARTNERS
|
| FSA (REINO UNIDO) | |
13/06/2012 |
-
ICON FINANCIAL PARTNERS
-
INTERNATIONAL MERGERS & ACQUISITIONS ADMINISTRATION
|
| FSA (REINO UNIDO) | |
13/06/2012 |
|
| FSA (REINO UNIDO) | |
30/01/2013 |
-
INVESTEC ASSET MANAGEMENT LIMITED
|
| FSA (REINO UNIDO) | LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS INVESTEC ASSET MANAGEMENT LIMITED (FRN: 122420) E INVESTEC FUND MANAGERS LIMITED (FRN:145007) |
04/07/2012 |
-
INTERNATIONAL MERGER SERVICES GROUP/IMS
|
| FSA (REINO UNIDO) | |
27/03/2013 |
|
| FSA (REINO UNIDO) | |
Consultation criteria: By type unauthorised entities, By initial I.