As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 33 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
06/04/2022
  • INVEST365
A warning PDF of date 06/04/2022 (new window) FMA (AUSTRIA) 
11/01/2023
  • IKICI
A warning PDF of date 11/01/2023 (new window) FMA (AUSTRIA) 
09/05/2012
  • IMG ASSET MANAGEMENT
A warning PDF of date 09/05/2012 (new window) FSA (REINO UNIDO) 
19/11/2008
  • INTERACTIVE WORLD TRADING LTD
A warning PDF of date 19/11/2008 (new window) FSA (REINO UNIDO) 
02/03/2011
  • INTER-CITI CAPITAL
A warning PDF of date 02/03/2011 (new window) FSA (REINO UNIDO) 
04/07/2012
  • ISIS CAPITAL MANAGEMENT
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA ISIS CAPITAL MANAGEMENT LIMITED
25/04/2012
  • ING INVESTMENT MANAGEMENT
A warning PDF of date 25/04/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD NO TIENE NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE AUTORIZADAS DENOMINADAS ING INVESTMENT MANAGEMENT (UK) LIMITED E ING ASSET MANAGEMENT BV
29/02/2012
  • INTERNATIONAL FINANCIAL TRADING COMMISSION
A warning PDF of date 29/02/2012 (new window) FSA (REINO UNIDO) 
07/11/2012
  • INTERNATIONAL FINANCIAL COURT (IFC) HONG KONG
A warning PDF of date 07/11/2012 (new window) FSA (REINO UNIDO) 
14/11/2012
  • INDEX MERGERS AND ACQUISITIONS
A warning PDF of date 14/11/2012 (new window) FSA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.