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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 3 out of 36
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
27/08/2014
  • ISLANDBAY SERVICES LTD (BROKER CAPITAL)
A warning PDF of date 27/08/2014 (new window) BFSC (BULGARIA) 
22/06/2016
  • ISLANDBAY SERVICES LLC (TRADE NAME BROKER CAPITAL)
A warning PDF of date 22/06/2016 (new window) BFSC (BULGARIA) 
25/05/2016
  • ISLAND FINANCE
A warning PDF of date 25/05/2016 (new window) FSMA (BELGICA) 
04/07/2012
  • ISIS CAPITAL MANAGEMENT
A warning PDF of date 04/07/2012 (new window) FSA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA ISIS CAPITAL MANAGEMENT LIMITED
13/05/2020
  • ISA-SEARCH.CO
A warning PDF of date 13/05/2020 (new window) FCA (REINO UNIDO) 
23/11/2011
  • ISAAC PAIGE ASSOCIATES
A warning PDF of date 23/11/2011 (new window) FSA (REINO UNIDO) 
15/02/2012
  • ISAAC CAPITAL MANAGEMENT
A warning PDF of date 15/02/2012 (new window) FSA (REINO UNIDO) 
23/12/2020
  • ISA SEARCHER
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
13/06/2012
  • IRWIN MITCHELL
A warning PDF of date 13/06/2012 (new window) FSA (REINO UNIDO) 
01/03/2006
  • IRVING HOROWITZ MERGERS AND ACQUISITIONS
A warning PDF of date 01/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial I.