As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

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Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
19/05/2010
  • INEZ SWIJSEN
A warning PDF of date 19/05/2010 (new window) CBFA (BELGICA) 
20/10/2010
  • IBERIA SECURITIES
A warning PDF of date 20/10/2010 (new window) CBFA (BELGICA) 
27/10/2021
  • IVI UMBRELLA FUND PLC / IVI FUNDS PLC (CLONE)
A warning PDF of date 27/10/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEL MISMO NOMBRE DEBIDAMENTE REGISTRADA EN IRLANDA IVI UMBRELLA FUND PLC.
03/05/2023
  • IRELAND LOAN POINT
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA) 
12/01/2022
  • INDUS LOANS (CLONE)
A warning PDF of date 12/01/2022 (new window) CBI (IRLANDA) 
26/04/2023
  • IRISH RATE TRACKER
A warning PDF of date 26/04/2023 (new window) CBI (IRLANDA) 
03/05/2023
  • INTELLIGENCE PRIME CAPITAL LTD
  • IPCAPITAL
  • IPC TRADE EU LTD
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA) 
23/06/2021
  • INFINITRADE
A warning PDF of date 23/06/2021 (new window) CBI (IRLANDA) 
22/12/2021
  • INVEST IRELAND
A warning PDF of date 22/12/2021 (new window) CBI (IRLANDA) 
28/09/2022
  • INVESTEC EUROPE(CLONE)
A warning PDF of date 28/09/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA HA CLONADO EL NOMBRE DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA POR EL BANCO CENTRAL DE IRLANDA, INVESTEC EUROPE LIMITED, ADEMÁS DE ALGUNOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN EL REINO UNIDO, INVESTEC BANK PLC Y INVESTEC WEALTH & INVESTMENT LIMITED

Consultation criteria: By type unauthorised entities, By initial I.