As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 6 out of 50
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
10/05/2023
  • INVEST505
A warning PDF of date 10/05/2023 (new window) AFM (PAISES BAJOS) 
03/05/2023
  • INTELLIGENCE PRIME CAPITAL LTD
  • IPCAPITAL
  • IPC TRADE EU LTD
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA) 
03/05/2023
  • IRELAND LOAN POINT
A warning PDF of date 03/05/2023 (new window) CBI (IRLANDA) 
03/05/2023
  • IRIS FINANCE INTERNATIONAL (CLONE)
  • IRIS FINANCIAL INTERNATIONAL (CLONE)
A warning PDF of date 03/05/2023 (new window) CSSF (LUXEMBURGO)LA CSSF PRECISA QUE NI LA SOCIEDAD LUXEMBURGUESA IRIS FINANCE INTERNATIONAL S.A., NI EL GRUPO IRIS ESTÁN RELACIONADOS EN MODO ALGUNO CON LOS HECHOS MENCIONADOS EN ESTA ADVERTENCIA.
26/04/2023
  • IRISH RATE TRACKER
A warning PDF of date 26/04/2023 (new window) CBI (IRLANDA) 
12/04/2023
  • INFILRUX FINANCIAL
A warning PDF of date 12/04/2023 (new window) FSMA (BELGICA) 
12/04/2023
  • IKON CFD
A warning PDF of date 12/04/2023 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
22/03/2023
  • I-GLOBAL MANAGEMENT
A warning PDF of date 22/03/2023 (new window) CSSF (LUXEMBURGO) 
22/03/2023
  • ITG INVESTING
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 
22/03/2023
  • INFINITEOPTIONTRADE
A warning PDF of date 22/03/2023 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial I.