As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 42 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
18/11/2020
  • GIUSEPPE EROS LANA
A warning PDF of date 18/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
18/11/2020
  • GCG INTERNATIONAL
A warning PDF of date 18/11/2020 (new window) CSSF (LUXEMBURGO) 
25/11/2020
  • GAM GROUP LTD / LLC IC PRIME BROKER
A warning PDF of date 25/11/2020 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
09/12/2020
  • GLOBAL ALLIANCE LTD
  • GLBALLIANCE.COM
A warning PDF of date 09/12/2020 (new window) AFM (PAISES BAJOS) 
09/12/2020
  • GLOBAL CTB
  • GLOBALCTB.COM
A warning PDF of date 09/12/2020 (new window) AFM (PAISES BAJOS) 
23/12/2020
  • GPK FINANCIAL PLANNING LTD / GPK FINANCIAL (CLON DE AGENTE)
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE GPK FINANCIAL PLANNING LTD.
23/12/2020
  • GUARDIAN BONDS
  • GUARDIAN-BONDS.COM
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GLOBAL TRADE
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GT STOX
A warning PDF of date 23/12/2020 (new window) FCA (REINO UNIDO) 
23/12/2020
  • GLOBAL MARKETS ASSOCIATION
A warning PDF of date 23/12/2020 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type unauthorised entities, By initial G.