As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 2 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
29/03/2023
  • GAI CAPITAL / GLOBAL ASSURANCE INVESTMENT CAPITAL
A warning PDF of date 29/03/2023 (new window) FCA (REINO UNIDO) 
12/01/2022
  • GAIN CRYPTO
A warning PDF of date 12/01/2022 (new window) FCA (REINO UNIDO) 
13/09/2023
  • GAINFUL MARKETS
A warning PDF of date 13/09/2023 (new window) FSMA (BELGICA) 
10/05/2023
  • GAINFUL MARKETS
A warning PDF of date 10/05/2023 (new window) AFM (PAISES BAJOS) 
17/01/2024
  • GAINFUL-MARKETS.COM
  • GESTIONDUPATRIMOINE.NET
  • GUARDIANINVEST.CO
  • GEETLE.COM
A warning PDF of date 17/01/2024 (new window) AMF (FRANCIA) 
16/03/2022
  • GAINMETAFX
A warning PDF of date 16/03/2022 (new window) FCA (REINO UNIDO) 
14/06/2023
  • GALA-GRUPPE
A warning PDF of date 14/06/2023 (new window) FMA (AUSTRIA) 
12/05/2021
  • GALORE PRO
A warning PDF of date 12/05/2021 (new window) FSMA (BELGICA) 
29/09/2021
  • GALTYMORE PARTNERS CAPITAL FUND ICAV (CLONE)
A warning PDF of date 29/09/2021 (new window) CBI (IRLANDA)EL CBI ADVIERTE QUE LA ENTIDAD ADVERTIDA NO GUARDA RELACIÓN CON LA ENTIDAD DEL MISMO NOMBRE GALTYMORE PARTNERS CAPITAL FUND ICAV (C405124), ENTIDAD DEBIDAMENTE AUTORIZADA POR EL CBI.
23/10/2019
  • GAM GROUP LTD
A warning PDF of date 23/10/2019 (new window) CONSOB (ITALIA)LA CONSOB ANUNCIA EL BLOQUEO DE VARIAS PÁGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS.

Consultation criteria: By type unauthorised entities, By initial G.