As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
24/05/2002
  • GLOBESHARE
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
11/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 11/09/2002 (new window) EI_CBI (IRLANDA)VER ADVERTENCIAS CNMV
27/09/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 27/09/2002 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
08/10/2002
  • GOODMAN HART ASSOCIATES
A warning PDF of date 08/10/2002 (new window) NAFM (PAISES BAJOS)VER ADVERTENCIAS CNMV
12/05/2003
  • GLOBESHARE
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO) 
13/06/2003
  • GOODMAN HART ASSOCIATES
A warning PDF of date 13/06/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
17/12/2003
  • GLOBAL INVESTMENT GROUP
A warning PDF of date 17/12/2003 (new window) IFSRA (IRLANDA) 
19/02/2004
  • GLOBAL CREDIT INVESTMENT BANK
A warning PDF of date 19/02/2004 (new window) FSC (ISLA DE MAN) 
18/08/2004
  • GÉNÉRAL FINANCE SPRL
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
09/02/2005
  • GLOBAL OPTIONS GROUP
A warning PDF of date 09/02/2005 (new window) SFC (HONG KONG) 

Consultation criteria: By type unauthorised entities, By initial G.