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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 31 out of 43
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
25/11/2015
  • GUARDIAN ASSET MANAGEMENT
A warning PDF of date 25/11/2015 (new window) FCA (REINO UNIDO) 
17/06/2015
  • GARNIER GLOBAL FINANCE (CLON)
A warning PDF of date 17/06/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON A ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
27/04/2016
  • GERARD & ALTERMAN / GERARD AND ALTERMAN (CLON)
A warning PDF of date 27/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
25/05/2016
  • GROSVENOR CAPITAL / GCR CAPITAL
A warning PDF of date 25/05/2016 (new window) FCA (REINO UNIDO) 
13/04/2016
  • GS LOANS (CLON)
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACIÓN
11/03/2015
  • GREEN OAK FINANCIAL (CLON)
A warning PDF of date 11/03/2015 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACION CON LA ENTIDAD DEBIDAMENTE REGISTRA DEL MISMO NOMBRE
22/10/2014
  • GILMOORE FINANCIAL INC
A warning PDF of date 22/10/2014 (new window) FCA (REINO UNIDO) 
28/12/2016
  • GRACEFUL MOTORS LTD
A warning PDF of date 28/12/2016 (new window) FCA (REINO UNIDO) 
20/07/2016
  • GO MARKETS (CLON)
A warning PDF of date 20/07/2016 (new window) FCA (REINO UNIDO) 
24/08/2016
  • GROVE CAPITAL ADVISORS LTD.
A warning PDF of date 24/08/2016 (new window) FCA (REINO UNIDO) 

Consultation criteria: By type unauthorised entities, By initial G.