As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 41 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
21/12/2011
  • GLOBAL ASSET MANAGEMENT
A warning PDF of date 21/12/2011 (new window) FSA (REINO UNIDO) 
20/02/2013
  • GENEVE INVEST
A warning PDF of date 20/02/2013 (new window) FSA (REINO UNIDO) 
27/03/2013
  • GENEVE INVEST (EUROPE) S.A.R.L.
A warning PDF of date 27/03/2013 (new window) FSA (REINO UNIDO) 
24/05/2002
  • GLOBESHARE
A warning PDF of date 24/05/2002 (new window) FSA (REINO UNIDO) 
13/02/2013
  • GLOBAL PARTNERS SECURITIES
A warning PDF of date 13/02/2013 (new window) FSA (REINO UNIDO) 
02/01/2013
  • GENESIS TRANSFER GROUP
A warning PDF of date 02/01/2013 (new window) FSA (REINO UNIDO) 
16/01/2013
  • GORDON, TAIT & CO. LLC
A warning PDF of date 16/01/2013 (new window) FSA (REINO UNIDO) 
23/10/2013
  • GLOVER CAPITAL GROUP
A warning PDF of date 23/10/2013 (new window) FSA (REINO UNIDO) 
08/08/2012
  • GREENBIRD FINANCIAL
A warning PDF of date 08/08/2012 (new window) FSAN (NORUEGA) 
29/10/2014
  • GRANADA CAPITAL
A warning PDF of date 29/10/2014 (new window) FSAN (NORUEGA) 

Consultation criteria: By type unauthorised entities, By initial G.