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As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries' supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 38 out of 42
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
01/10/2008
  • GLOBAL COMMODITIES INC.
  • GLOBAL OPTIONS GROUP
  • GLOBE ALLIANCE LIMITED
A warning PDF of date 01/10/2008 (new window) SFC (HONG KONG) 
15/11/2006
  • GORDON STANFORD ACQUISITIONS
A warning PDF of date 15/11/2006 (new window) SFC (HONG KONG) 
29/04/2009
  • GLOBAL ASSET GROUP
A warning PDF of date 29/04/2009 (new window) SFSA (SUECIA) 
22/08/2012
  • GLOBAL ASSET MANAGEMENT
A warning PDF of date 22/08/2012 (new window) SFSA (SUECIA) 
13/10/2011
  • GLOBAL CAPITAL MARKETS WORLDWIDE, GCM
A warning PDF of date 13/10/2011 (new window) SFSA (SUECIA) 
20/06/2012
  • GLOBAL PARTNERS SECURITIES (GPS)
A warning PDF of date 20/06/2012 (new window) SFSA (SUECIA) 
05/10/2011
  • GLOBAL FINANCIAL CORP WORLDWIDE, GFC
A warning PDF of date 05/10/2011 (new window) SFSA (SUECIA) 
14/09/2011
  • GLOBAL CAPITAL MANAGEMENT
A warning PDF of date 14/09/2011 (new window) SFSA (SUECIA) 
01/08/2012
  • GREENBIRD FINANCIAL
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
13/05/2009
  • GARDNER FINANCIAL TRADING
A warning PDF of date 13/05/2009 (new window) SFSA (SUECIA) 

Consultation criteria: By type unauthorised entities, By initial G.