As a member of the European Securities and Markets Authority (ESMA) and of the International Organization of Securities Commissions (IOSCO), the CNMV regularly receives alerts issued by foreign securities regulators on companies that are not authorised to provide investment services in the countries listed in the alerts.

This page lists alerts shared with the CNMV directly by other countries´ supervisory bodies or transmitted centrally through the ESMA. However, we are unable to list on this page alerts transmitted by supervisory bodies to IOSCO. We therefore recommend that you also check out the following webpage: Investor Alerts Portal

The CNMV warns that the information on this page has been provided by foreign supervisory bodies, which assume responsibility for the contents of such information.

Search for warnings on companies whose names start with

Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 4 out of 60
Search for Public warnings issued by foreign Securities Regulators
DateTargeted companiesDocument (English)RegulatorComments
13/06/2003
  • GOODMAN HART ASSOCIATES
A warning PDF of date 13/06/2003 (new window) CBF (BELGICA)VER ADVERTENCIAS CNMV
18/08/2004
  • GÉNÉRAL FINANCE SPRL
A warning PDF of date 18/08/2004 (new window) CBF (BELGICA) 
19/01/2011
  • GEOFFROY CATHERINE
A warning PDF of date 19/01/2011 (new window) CBFA (BELGICA) 
25/11/2009
  • GREENINDEX INTERNATIONAL LTD.
A warning PDF of date 25/11/2009 (new window) CBFA (BELGICA) 
04/03/2020
  • GELIOS TRADE LIMITED (IRLANDA)
A warning PDF of date 04/03/2020 (new window) CBI (IRLANDA) 
15/02/2023
  • GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED (CLONE)
A warning PDF of date 15/02/2023 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LAS ENTIDADES LEGÍTIMAMENTE REGISTRADAS EN IRLANDA Y REINO UNIDO GOLDMAN SACHS ASSET MANAGEMENT FUND SERVICES LIMITED Y GOLDMAN SACHS INTERNATIONAL
29/11/2017
  • GLOBAL FINANCIAL PROTECTION COMMISSION (USA)
A warning PDF of date 29/11/2017 (new window) CBI (IRLANDA) 
04/04/2018
  • GETCOPRO (UK)
A warning PDF of date 04/04/2018 (new window) CBI (IRLANDA) 
28/06/2023
  • GRAHAM FINANCE
A warning PDF of date 28/06/2023 (new window) CBI (IRLANDA) 
29/06/2016
  • GRUBER & TAYLOR CO
A warning PDF of date 29/06/2016 (new window) CBI (IRLANDA) 

Consultation criteria: By type unauthorised entities, By initial G.